Hearings
England & Wales
06 May 2020 [2020] EWHC 1097 (Ch); [2020] Lloyd’s Rep FC 422, Ch D (Kelyn Bacon QC)
25 Mar 2022 [2022] EWCA Civ 397; [2022] 1 WLR 2958; [2022] 2 BCLC 451; [2022] WLR(D) 142, CA (Lewison, Newey, Snowden LJJ)
Financial Conduct Authority v Ferreira
Additional names
Financial Conduct Authority v Skinner
Subject Matter
FINANCIAL SERVICES — Conduct of business — Restrictions on financial promotion
[2020] EWHC 1097 (Ch); [2020] Lloyd’s Rep FC 422, Ch D
FINANCIAL SERVICES — Regulated and prohibited activities — Financial promotion — Company contravening relevant requirement of statute by making prohibited communication without authorisation — Director aware of communication but unaware of lack of authorisation — Whether defendant “knowingly concerned” in company’s contravention — Financial Services and Markets Act 2000 (c 8), ss 21, 382
[2022] EWCA Civ 397; [2022] 1 WLR 2958; [2022] 2 BCLC 451; [2022] WLR(D) 142, CA
Appellate History
Financial Conduct Authority v Ferreira [2020] EWHC 1097 (Ch); [2020] Lloyd’s Rep FC 422, Ch D
Decision of Kelyn Bacon QC sitting as a deputy High Court judge reversed
Financial Conduct Authority v Ferreira [2022] EWCA Civ 397; [2022] 1 WLR 2958; [2022] 2 BCLC 451; [2022] WLR(D) 142, CA
Commentary
Blackstones Criminal Practice 2025
Financial Services Offences - Breach of Restrictions on Financial Promotion
B7.26
Fraudulent Evasion of Income Tax B16.6