R v Rollins

Subject Matter

FINANCIAL SERVICES — Regulator — Powers — Institution of proceedings— Financial Services Authority— Whether FSA empowered to institute proceedings for criminal offences under statutes other than Financial Services and Markets Act 2000— Financial Services and Markets Act 2000 (c 8), ss 401, 402 — Proceeds of Crime Act 2002 (c 29), ss 327, 328

[2009] EWCA Crim 1941; [2010] Bus LR 734; [2010] 1 All ER 1183; [2010] 1 Cr App R 14; [2009] WLR (D) 294, CA

FINANCIAL SERVICES — Market abuse — Penalties and injunction — Institution of proceedings — Financial Services Authority — Whether FSA empowered to institute proceedings for criminal offences under statutes other than Financial Services and Markets Act 2000 — Financial Services and Markets Act 2000, ss 1(1), 401, 402 (as amended by Counter-Terrorism Act 2008, Sch 7(7), para 33(4)) — Proceeds of Crime Act 2002, ss 327(1), 328(1) (as amended by Enterprise Act 2002, Sch 2, para 40(17))

[2010] UKSC 39; [2010] 1 WLR 1922; [2010] Bus LR 1529; [2010] 4 All ER 880; [2011] 1 Cr App R 4; [2010] WLR (D) 210; Case details, SC(E)

Appellate History

Commentary

Blackstones Criminal Practice 2025
Financial Services Offences - Introduction B7.22

Insider Dealing - Procedure B7.33

Introduction B21.2

Parties to Criminal Proceedings - Government Departments and Statutory Bodies D3.54

Restraint Orders - Procedure D8.73

Blackstones Civil Practice 2023
Other Incorporated and Unincorporated Associations - Quasi-governmental public bodies 14.36