The Business Law Reports
[2016] Bus LR 1049
Court of Appeal
SimplySure Ltd and another v Personal Touch Financial Services Ltd
[2016] EWCA Civ 461
2016 April 20;
May 17
McFarlane, Gloster LJJ, Sir Stanley Burnton
Financial services— Regulated activities— Arranging deals in investments— Adviser filling in questionnaire with information provided by potential client to enable advice to be given concerning insurance— Whether making “arrangement” for person to buy investments— Whether “regulated activity”—
Financial Services and Markets Act 2000 (c 8), ss 19, 22[1]
—
Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544), art 25(1)(2)[2]