Court of Appeal
U3 v Secretary of State for the Home Department
[2023] EWCA Civ 811
2023 April 26, 27, 28; July 14
Peter Jackson, Carr, Elisabeth Laing LJJ
Nationality British citizenshipDeprivationSecretary of State depriving claimant of British citizenship on national security groundsSecretary of State subsequently refusing claimant’s application for entry clearanceSpecial Immigration Appeals Commission dismissing claimant's appealsWhether Commission erring by limiting itself to asking whether Secretary of State had made public law errorWhether Commission should have made various findings of fact on appeal Special Immigration Appeals Commission Act 1997 (c 68), ss 2, 2B

The Secretary of State for the Home Department made a decision to deprive the claimant of her British Citizenship and refused her entry clearance on the basis that she travelled to ISIL's self-declared caliphate in Syria via Turkey and was therefore a threat to UK national security. Having conducted hearings in “open” and in “closed” the Special Immigration Appeals Commission (SIAC) dismissed the claimant’s appeal against the Secretary of State’s decisions under section 2B of the Special Immigration Appeals Commission Act 1997. The claimant appealed contending, inter alia, that SIAC had taken a too narrow a view of its powers by limiting itself to asking whether the Secretary of State had made a public law error. U3 also argued that SIAC should have made various findings of fact and that had it done so, it would, or might, have allowed the claimant's appeal.

On the appeal–

Held, appeal dismissed. (1) An appeal under section 2B of the Special Immigration Appeals Commission Act 1997 was not an appeal from a court. It was an appeal from an administrative decision-maker who had particular expertise and institutional competence in questions of national security. Subject to the constraints exerted by the authorities, that right of appeal gave SIAC power to decide questions of fact and of law. It was clear that an appeal and an application for judicial review were fundamentally different, in that an appellant could challenge the merits of a decision, whereas a claimant in an application for judicial review could not do so. For those reasons, SIAC did not err in law in refusing to treat the appeal as an application for judicial review (para 170, 196, 197, 198) .

General Medical Council v Michalak [2017] 1 WLR 4193 applied.

(2) On an appeal, the appellate body could take into account evidence which post-dated the impugned decision, as long as that evidence was capable of casting light on events before and at the time of the decision. None of the authorities prevented SIAC, on a section 2B appeal, from making findings of fact on the balance of probabilities. As long as it respected the limits established by the authorities when it considered a challenge to the Secretary of State’s assessment of national security, SIAC could also make whatever findings of fact it considered it was able to make on the evidence, on the balance of probabilities, and which, in its expert judgment, it considered that it was appropriate to make. The contentious aspects of the assessment, in a case like the present, would often turn on questions of motivation, which would depend on inferences, or on similar issues. SIAC was not a jury deciding whether or not a defendant intended to commit the crime charged on an indictment. Nevertheless, in an appropriate case, SIAC might have judged that the evidence enabled it to make a finding about a person’s motivation. Since a finding about motivation necessarily involved an assessment based on inferences from primary facts, SIAC should bear in mind that its finding about motivation could not displace a contrary assessment by the Secretary of State, as long as there was material which would rationally support such a contrary assessment. A judgment SIAC made about whether to make a finding, or not, was unlikely to be susceptible to challenge on an appeal on a point of law (paras 171, 173, 174, 175, 178, 196, 197, 198).

Secretary of State for the Home Department v Rehman [2003] 1 AC 153 and Begum v Secretary of State for the Home Department [2021] AC 765, applied.

(3) In every respect in which it was asked to substitute its own assessment for the relevant assessment of the Secretary of State, SIAC refused to do so, but, instead, reviewed the Secretary of State’s assessment to see whether it had a rational basis. It was right to do so (para 195, 196, 197, 198).

Decision of Chamberlain J, Upper Tribunal Judge Perkins, Mr Philip Nelson SC/153/2018 and SC/153/2021 affirmed.

Stephanie Harrison KC, Edward Grieves KC, Stephen Clark and Ronan Toal (instructed by Wilson Solicitors LLP) for the claimant.

Neil Sheldon KC and Jennifer Thelen (instructed by Treasury Solicitor) for the Secretary of State.

Tom Hickman KC, George Molyneaux and Rayan Fakhoury(instructed by Freshfields Bruckhaus Deringer LLP) for the intervener.

Ashley Underwood KC and Jennifer Carter-Manning KC (supported by Special Advocates’ Support Office, Treasury Solicitor) as special advocates.

Agatha Barta, Barrister

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